Nasdaq first north rulebook 2016

First north is nasdaq s european growth market, designed for small and growing companies. Efecte plc applies for its shares to be listed on the first. It is worth noting that first north created a specific segment called first north premier for companies that wish to be transferred from first north to omx. The nasdaq options market will complement nasdaqs acquisition of the philadelphia stock exchange. Proposed rule change to amend nasdaq rules 5705 and 5735 to reinsert a word that is in the current rule language for these rules, but would otherwise be deleted once sr nasdaq 2016 5 goes into effect later this year. Stockholm, june 28, 2017 the disciplinary committee of nasdaq stockholm has found that gomspace group ab gomspace has breached nasdaq first north nordic rulebook the rule book in several respects and, accordingly, has imposed a fine on gomspace amounting to two annual fees, corresponding to an amount of sek 447,122. Nasdaq stockholm also operates first north, an mtf in sweden that is subject to a separate rulebook.

Stockholm, june 28, 2017 the disciplinary committee of nasdaq stockholm has found that gomspace group ab gomspace. Nasdaq first north premier is an alternative marketplace which is operated by the different stock exchanges included in nasdaq. The delisting will take effect on february 4, 2016, which is two months from the date on. Companies whose shares are traded on first north are not required to follow the same rules as companies whose shares are traded on the regulated main market. Side by side, here is how the 2016 nasdaq return compared with the reinvested dividend return. Companies traded on nasdaq first north premier are governed by the nasdaq first north rulebook and not by the legal. Petrogrand to be delisted from nasdaq stockholm first north stockholm, december 4, 2015 the disciplinary committee of nasdaq stockholm has decided that petrogrand a petrogrand is to be delisted from first north. K application for trading on nasdaq first north premier segment appendix l disclosure rules 4 1.

It is the certified advisers obligation to guide the issuer through the application process and to make sure that the rules are fulfilled initially as well as continuously. First north iceland has a separate rulebook concerning. Nasdaq first north first north is an alternative market operated jointly by the nordic exchanges within nasdaq. Interim results for the financial period from 1 july 2016 to. Decision by nasdaq stockholms disciplinary committee 617. Companies at nasdaq first north are subject to the rules of nasdaq first north and not the legal requirements for admission to trading on a regulated market north carolina. Nasdaq first north growth market is a division of nasdaq nordic and an alternative stock.

Efecte plc company announcement 27 november 2017 at 11. Today, i want to organize my remarks around a few of the areas where nasdaq is evolving our business, as well as cover some performance highlights from 2016 and then end with our execution. First north is nasdaqs european growth market, designed for small and growing companies. Nasdaq stockholm also operates first north, an mtf in sweden that is subject to a separate. First north rulebook nasdaq first north nordic rulebook pd. Rule filing description status noticed by the sec for comment expiration of the sec comment period federal register notice date. Using a less extensive rulebook than the main market, the first north market provides companies more room to focus on their business and development while still taking advantage of.

Jun 16, 2016 gomspace today commences trading on nasdaq first north stockholm premier segment 6162016 gs sweden ab publ the company or gomspace, parent company of gomspace aps, today commences trading on nasdaq first north stockholm premier segment under the trading symbol gomx. The nasdaq first north growth market runs parallel to the main market, where the shares are traded in a single trading system. The 10 best stocks in the nasdaq in 2016 the motley fool. A company traded on nasdaq first north premier is subject to the same market abuse regulation as the companies on the main market nasdaq, the issuer rulebook on first north premier is lighter than nasdaq and adjusted for growth companies. A proposed rule change relating to the first trust tactical high yield etf. First north bond market is a joint nordic offering from the nordic nasdaq exchanges in stockholm, copenhagen and helsinki. Nasdaq stockholm to delist cassandra oil stockholm stock. Including the 25 largest and most traded companies on nasdaq first north in the nordics. They have to comply with the international financial reporting standards for reporting and disclosure, i. Six group mit sic4 interbankzahlungsverkehrssystem german. In addition, the nasdaq nordic offering also includes norwegian shares traded on first north. Here you can find the latest listings on nasdaq first north growth market. Using a less extensive rulebook than the main market, the first north market provides companies more room to focus on their business and development while still taking advantage of all the positive aspects of being a listed company.

It does not have the same legal status as a regulated market. Jun 28, 2017 the disciplinary committee of nasdaq stockholm has found that gomspace group ab gomspace has breached nasdaq first north nordic rulebook the rule book. Stockholm, february 21, 2017 the disciplinary committee of nasdaq stockholm has decided that the shares of petrotarg ab petrotarg are to be delisted from trading on nasdaq first north. Any reference to nasdaq first north bond market in the nasdaq first north bon. Company description prior to listing on nasdaq first north risk factors an investment in securities is always associated with risk. Sdiptech ab publ intends to list common shares on nasdaq. Any reference to nasdaq first north bond market in the nasdaq first north bond market rulebook the rules shall be construed as reference to the relevant nasdaq first north bond market.

Sdiptech ab publ sdiptech or the company, a technical business group with its main focus on urban infrastructure, today announces its intention to launch an initial public offering of the companys common shares of series b on nasdaq first north premier the listing or. Marketwatch can show you the nasdaq total return index at historical points. The rules enter into force upon the entity being approved by the exchange. Stockholm, september 14, 2018 the disciplinary committee of nasdaq stockholm has decided that the shares of cassandra oil ab are to be delisted from nasdaq first north. Nasdaq helsinki also operates first north, an mtf in finland that is subject to a separate rulebook. Risk factors, whether within or beyond the companys control, may adversely affect the companys future operations. Using a less extensive rulebook than the main market, the first north market provides companies more room to focus on their. Please note that as of 1 september 2019, the equity segment of nasdaq first north mtf in sweden, finland and denmark is registered as sme growth market. Sep 14, 2018 the disciplinary committee has found that cassandra oil has conducted a number of breaches of the nasdaq first north rulebook the rule book. Dec 04, 2015 petrogrand to be delisted from nasdaq stockholm first north stockholm, december 4, 2015 the disciplinary committee of nasdaq stockholm has decided that petrogrand a petrogrand is to be delisted from first north.

The nasdaq stock market rules nasdaq phlx philadelphia stock exchange rules nasdaq futures nfx rules stock clearing corporation of philadelphia sccp rules nasdaq bx boston stock exchange rules boston stock exchange clearing corporation rules nasdaq ise rules nasdaq gemx rules nasdaq mrx rules. Jun 16, 2016 gomspace today commences trading on nasdaq first north stockholm premier segment and will change chairman of the board after this summer june 16, 2016 02. Nasdaq first north growth market is the market for businesses that want to raise capital, get visibility and get the credibility of being a public company. First north rule book 2017 issuers on first north are. Trading at nasdaq stockholm is governed by the issuer rules, the member rules and the warrant rulebook. We compute the 2016 nasdaq return with dividends reinvested, if you bought on the first day of the year and sold on the last. Nasdaq first north premier does not have the same legal status as a regulated marketplace. The nasdaq nordic member rules contain conditions for membership and rules for trading on the regulated markets. This information was submitted for publication on 16 june 2016, at 8.

Nasdaq first north iceland has a separate rulebook concerning fixed income instruments traded on nasdaq first north iceland. The company has increased both investments and intake of new capital in the period and will continue to expand its investment portfolio following its successful listing on the nasdaq first north in copenhagen and recent fundraise, says chairman dr. Admission and removal of financial instruments to trading on nasdaq first north 5 2. Nasdaq first north bond market rulebook far online. Companies below are listed on nasdaq first north growth market. Fnca sweden ab, which has agreements with the nasdaq stockholm aktiebolag, is the certified adviser for saltx technology. Sdiptech intends to list its common share of series b on nasdaq first north premier. Order approving a proposed rule change, as modified by amendment no. This allows approximately 200 european trading members of nasdaq to easily trade on our two markets.

Any reference to nasdaq first north in this nasdaq first north nordic rulebook the rules shall be construed. Gomspace today commences trading on nasdaq first north stockholm premier segment and will change chairman of the board after this. Notice of acceptance of letter of acceptance, waiver and consent no. The finnish ministry of finance has not yet confirmed. Nasdaq iceland also operates first north, an mtf in iceland that is subject to a separate rulebook. Nasdaq first north nordic rulebook 3 july 2016 ropa.

The last day of trading will be march 17, 2017, which is one month from the date of the disciplinary committ. Gomspace today commences trading on nasdaq first north stockholm premier segment 6162016 gs sweden ab publ the company or gomspace, parent company of gomspace aps, today commences trading on nasdaq first north stockholm premier segment under the trading symbol gomx. Jan 31, 2017 today, i want to organize my remarks around a few of the areas where nasdaq is evolving our business, as well as cover some performance highlights from 2016 and then end with our execution. These risk factors may cause the value of the companys. For shorter time periods, you should use nasdaqs own total return index the source of this article. The market place nya marknaden in stockholm changed name to first north in june 2006 and the first north exchange expanded to the stock exchange on iceland in january 2007 and helsinki in april 2007. Companies whose shares are traded on the first north exchange have a certified adviser to monitor that the company complies with the first north rulebook for disclosure of information to the market and to investors. A proposal to temporarily permit a longer period of time for companies to regain compliance with the bid price and market value of publicly held shares continued listing requirements.

Gomspace today commences trading on nasdaq first north. Nasdaq first north growth market is a division of nasdaq nordic and an alternative stock exchange for smaller companies in europe. For viewing other markets or segments, please use the links in the right column. Nasdaq ndaq q4 2016 results earnings call transcript.